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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-13 |
Branch Locations
2821 Business Center Dr, Pearland, TX 77584 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2021 | 01/2025 |
| Bbva/Pnc Bank | Houston | TX | 07/2021 | 09/2021 |
| Frost Bank | Missouri City | TX | 10/2019 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 10/2018 | 09/2019 |
| Sewanee University | Sewanee | TN | 08/2014 | 08/2018 |
| Unemployed | Houston | TX | 09/2018 | 09/2018 |
| J.P. Morgan Securities Llc | Houston | TX | 10/2021 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Pearland | TX | 09/2025 | Present |
| Wells Fargo Bank, Na | Pearland | TX | 08/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 01/2025 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-08 |
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