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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-30 |
Branch Locations
205 108Th Ave Ne, Bellevue, WA 98004 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-04-11 |
Branch Locations
205 108Th Ave Ne 6Th Fl, Bellevue, WA 98004 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Bellevue | WA | 07/2019 | Present |
| Wells Fargo Clearing Services | Bellevue | WA | 10/2021 | Present |
| Hanson Baker Ludlow Drumheller Ps | Bellevue | WA | 10/2014 | 07/2019 |
WASHINGTON LAW LICENSE; NOT INV. RELATED; SEATTLE,WA; START DATE 11/16/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0.; EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, REDMOND, WA, START: 11/16/2021, 4 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, REDMOND, WA, START: 11/16/2021, 4 HRS/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR PARENTS, INV RELATED, REDMOND, WA, START: 5/3/2023, 4 HOURS A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR PARENTS, INV RELATED, REDMOND, WA, START: 5/3/2023, 4 HOURS A MONTH, 0 HOURS DURING TRADING. LEGAL/ATTORNEY/PARALEGAL; NOT INV RELATED; SEATTLE, WA; WASHINGTON STATE BAR ASSOCIATION; START DATE: 07/01/2019; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-09 |
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