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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| CA | RA | APPROVED | 2024-01-17 |
Branch Locations
Hermosa Beach, CA • United States
4660 La Jolla Drive, Suite 200, San Diego, CA 92122 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Pasadena | CA | 09/2019 | 06/2022 |
| Wells Fargo Clearing Services | Pasadena | CA | 10/2021 | 06/2022 |
| Venable Llp | Century City | CA | 09/2017 | 08/2019 |
| Duane Morris Llp | San Diego | CA | 07/2016 | 08/2017 |
| First Republic Securities Company, Llc | San Diego | CA | 06/2022 | 09/2023 |
| First Republic Investment Management, Inc | San Diego | CA | 06/2022 | Present |
| J.P. Morgan Securities Llc | San Diego | CA | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | La Jolla | CA | 10/2023 | Present |
CALIFORNIA ATTORNEY LICENSE; NOT INV. RELATED; SAN FRANCISCO,CA; START DATE 12/01/2014; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; CE LAW LICENSE. PENNSYLVANIA ATTORNEY LICENSE; NOT INV. RELATED; HARRISBURG,PA; START DATE 10/01/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; CE LAW LICENSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-05 |
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