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Nicholas Guaragna

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-09
  • AZ RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 11/2021 06/2025
True Merch Llc. / Sale O Matic Scottsdale AZ 10/2019 06/2021
Unemployed Fountain Hills AZ 06/2021 11/2021
Unemployed Scottsdale AZ 07/2015 10/2019
J.P. Morgan Securities Llc Tempe AZ 07/2025 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 07/2025 Present
  • 11/2021 → 06/2025
    Morgan Stanley
    Gilbert, AZ
  • 10/2019 → 06/2021
    True Merch Llc. / Sale O Matic
    Scottsdale, AZ
  • 06/2021 → 11/2021
    Unemployed
    Fountain Hills, AZ
  • 07/2015 → 10/2019
    Unemployed
    Scottsdale, AZ
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
  • S66 Uniform Combined State Law Examination
    2022-11-12
Other Names
  • Nicholas Guaragna
  • Nick Guaragna
  • Nicholas P Guaragna

View on SEC IAPD

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