Karen Shu

Current Employers

Wealthfront Advisers Llc

261 Hamilton Ave., Palo Alto, CA 94301 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-02-02

CA RA
APPROVED

Since 2022-02-02

Branch Locations

Chelmsford, MA • United States

261 Hamilton Ave., Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trinity College	Hartford	CT	06/2018	08/2021
Unemployed	Chelmsford	MA	08/2021	11/2021
Wealthfront	Boston	MA	11/2021	Present
Dartmouth College	Hanover	NH	08/2016	06/2018
Friendly Dental Center	Chelmsford	MA	06/2007	12/2018

06/2018 → 08/2021

Trinity College

Hartford, CT
08/2021 → 11/2021

Unemployed

Chelmsford, MA
11/2021 → Present

Wealthfront

Boston, MA
08/2016 → 06/2018

Dartmouth College

Hanover, NH
06/2007 → 12/2018

Friendly Dental Center

Chelmsford, MA

Other Businesses

1). Business Name: Key to the World Travel, LLC. Investment-Related: No. Address of Business: 6029 W Alanada Ct SE, Caledonia, Michigan, United States, 49316 Nature of Business: Disney Travel Agency. Position: Independent Contractor. Title: Travel Advisor. Start of Relationship: March 2020. Number of Hours/Month: 5. Number of hours During Securities Trading Hours: 0. Duties Relating to the Other Business: Help clients plan and book Disney vacations 2). Business Name: Instagram. Investment-Related: No. Position: Account Owner/Content Creator. Start Date: January 2020. Number of Hours/Month: 20. Number of hours During Securities Trading Hours: 0. Duties: Run an Instagram account (@mickeyshus). Create and post content to the site. 2). Business Name: Mercari. Investment-Related: No. Nature of Business: Platform to post items for sale. Position: Independent Contractor. Start of Relationship: November 2022. Number of Hours/Month: 4. Number of hours During Securities Trading Hours: 0. Duties Relating to the Other Business: Post items for sale.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-28

S66 Uniform Combined State Law Examination

2022-01-28