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Ione, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hesperian Wealth Llc | Folsom | CA | 10/2021 | Present |
| Hesperian Research Llc | Folsom | CA | 10/2021 | 12/2023 |
| Im Global Partner | Walnut Creek | CA | 06/2021 | 09/2021 |
| Litman Gregory | Walnut Creek | CA | 06/2013 | 05/2021 |
| Independent Contractor | Ione | CA | 03/2026 | Present |
I am an independent contractor providing data-entry and paraplanning services to other advisor(s). I am based at 520 Dandelion Drive, Ione, California, 95640. I began providing these services on March 31, 2026. I expect to devote less than 9 hours per month to this work, none during securities trading hours. My duties include entering client data into planning software, preparing and testing financial plans, and providing financial planning consulting to other advisors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-29 |
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