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Helen Clamana Nix

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
NC RA APPROVED 2023-05-09
  • TX RA
    APPROVED
    Since 2023-05-10
  • NC RA
    APPROVED
    Since 2023-05-09

Branch Locations

Charlotte, NC • United States

6000 Fairview Rd, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Fort Mill SC 10/2021 06/2022
Wells Fargo Bank, Na Indian Trail NC 09/2016 04/2023
Tumi Charlotte NC 06/2015 09/2016
Wells Fargo Clearing Services, Llc Indian Trail NC 10/2022 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-15
S63 Uniform Securities Agent State Law Examination 2022-11-19
  • S65 Uniform Investment Adviser Law Examination
    2022-12-15
  • S63 Uniform Securities Agent State Law Examination
    2022-11-19
Other Names
  • Helen Clamana Nix
  • Helen Gamalo Clamana
  • Helen Nix

View on SEC IAPD

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