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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-02
MD RA APPROVED 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • MD RA
    APPROVED
    Since 2022-01-10

Branch Locations

Leonardtown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2021 Present
Department Of The Navy, Naval Aviation Systems Command Patuxent River MD 05/2019 Present
United States Army El Paso TX 05/2003 05/2019
  • 10/2021 → Present
    Fairfield, IA
  • 05/2019 → Present
    Department Of The Navy, Naval Aviation Systems Command
    Patuxent River, MD
  • 05/2003 → 05/2019
    United States Army
    El Paso, TX
Other Businesses

1) Department of the Navy, Naval Air System Command, Patuxent River, MD 20670, W2 Employee, 06/10/2019, 140/MO 40/MO Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-09
  • S65 Uniform Investment Adviser Law Examination
    2022-01-09

View on SEC IAPD

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