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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swc Capital Management Llc | Miami | FL | 09/2021 | 09/2023 |
| Citibank | Sao Paulo | 06/2012 | 09/2019 | |
| Career Transition | Sao Paulo | 10/2019 | 08/2021 | |
| Pruco Securities Llc | Coral Gables | FL | 10/2023 | 11/2024 |
| Five Rings Financial | Miami | FL | 05/2023 | 09/2023 |
| The Prudential Insurance Company Of America | Coral Gables | FL | 11/2023 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
10/30/2024- SWC Capital Management LLC- Business Entity For Tax/Investment Purposes Only- DORMANT LLC, EVENUTALLY TO BE USED AS PRUDENTIAL DBA DORMANT LLC, EVENUTALLY TO BE USED AS PRUDENTIAL DBA dormant LLC, previously used as RIA, may be used in future as LPL DBA, as appropriate. Single member LLC, where I am only member- INV Related- At Miami, Fl- Start date 08/13/2021- 0 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-09 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-09 |
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