Thomas Kyle Mcwhirter

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-02-28

CA RA
APPROVED

Since 2023-02-28

Branch Locations

200 King Street West Suite 1806, Toronto, Ontario M5H 3T4 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Mississauga, Ontario • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Raymond James Ltd.	Toronto	06/2021	Present
Raymond James (Usa) Ltd.	Vancouver	10/2021	Present
Holt Renfrew	Mississauga	06/2019	05/2021
Batter Zone	Hamilton	05/2018	02/2019
Mcmaster University	Hamilton	09/2016	04/2020

06/2021 → Present

Raymond James Ltd.

Toronto
10/2021 → Present

Raymond James (Usa) Ltd.

Vancouver
06/2019 → 05/2021

Holt Renfrew

Mississauga
05/2018 → 02/2019

Batter Zone

Hamilton
09/2016 → 04/2020

Mcmaster University

Hamilton

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. THOMAS MCWHIRTER IS LOCATED AT 2 BERKELEY ST. SUITE 401 TORONTO ON CANADA M5A 4J5 AND HAS BEEN EMPLOYED SINCE JUNE 07, 2021. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "WEALTH ADVISOR ASSISTENT". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE RETAIL CLIENTS AND TRADES IN SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-28

S65 Uniform Investment Adviser Law Examination

2023-02-28