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Current Employers
Continuum Advisory, Llc

873 E. State Street, Eagle, ID 83616 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-08
  • CA RA
    APPROVED
    Since 2018-02-08

Branch Locations

Fountain Valley, CA • United States

873 E. State Street, Eagle, ID 83616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Saint Petersburg FL 10/2014 04/2017
Sii Pleasanton CA 04/2017 11/2017
Triad Advisors Norcross GA 11/2017 08/2024
Continuum Advisory, Llc Eagle ID 04/2017 Present
Osaic Wealth, Inc. Eagle ID 08/2024 Present
  • 10/2014 → 04/2017
    Transamerica Financial Advisors, Inc
    Saint Petersburg, FL
  • 04/2017 → 11/2017
    Sii
    Pleasanton, CA
  • 11/2017 → 08/2024
    Triad Advisors
    Norcross, GA
  • 04/2017 → Present
    Eagle, ID
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Eagle, ID
Previous Registrations
  • 2017-04-06 → 2017-11-17
    Signator Investors, Inc.
    Pleasanton, CA
  • 2014-10-13 → 2017-04-03
    Los Angeles, CA
    Los Angeles, CA
    St. Petersburg, FL
    St Petersburg, FL
  • 2012-11-28 → 2014-10-02
    National Planning Corporation
    El Segundo, CA
  • 2009-11-25 → 2012-11-20
    Philadelphia, PA
    Los Angeles, CA
    St. Petersburg, FL
Other Businesses

1. CONTINUUM ADVISORY, LLC POSITION: CCO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/03/2017 ADDRESS: 873 E. State Street, Eagle ID 83616, United States DESCRIPTION: Oversee compliance and operations for an SEC-registered RIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-11
  • S66 Uniform Combined State Law Examination
    2008-03-11
Other Names
  • Alina Lee Santiago
  • Alina Lee

View on SEC IAPD

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