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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2021 | Present |
| San Pasqual Fiduciary Trust Company | Los Angeles | CA | 08/2016 | 10/2021 |
Trustee of an Irrevocable Trust I*2668261, Entity Type: , Name of OBA: KImberly Wood Homeowners Association, Address: VAn Nuys, California, 91405, Investment Related: N, Position, Title, Association: Treasurer, Employee State Date: 07/02/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: Board Member The HOA has a management company called, Higher Grounds Management CO. The management company has sole responsibility over the bank accounts, check writing and all deposits made to the association. - There are no debit card, no checks, or credit cards for the HOA members. - All invoices are uploaded into a portal which then requires two officers to approve all all times (President and Treasurer). There is dual approval required and majority approval of board for everything else. - Other duties involve statement review, budget review (prepared by management company). These are reviewed and approved by all members of the HOA. Currently there are 5 members/officers serving the board. - Higher Grounds hires and vets all vendors for the HOA. Homeowners association
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-15 |
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