Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-28
CA RA APPROVED 2022-01-11
  • TX RA
    APPROVED
    Since 2022-02-28
  • CA RA
    APPROVED
    Since 2022-01-11

Branch Locations

2305 E Cesar E Chavez Ave, Los Angeles, CA 90033 • United States

700 W Whittier Blvd, Montebello, CA 90640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montebello CA 09/2021 Present
Bank Of America Montebello CA 08/2016 09/2021
Continental Currency Services Huntington Park CA 03/2011 01/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-10
  • S66 Uniform Combined State Law Examination
    2022-01-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor