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Andy Na

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-06
CA RA APPROVED 2025-06-28
  • TX RA
    APPROVED
    Since 2025-08-06
  • CA RA
    APPROVED
    Since 2025-06-28

Branch Locations

2420 Glendale Blvd, Los Angeles, CA 90039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Walnut Creek CA 12/2022 05/2025
Professional Advisors Group Los Angeles CA 11/2021 12/2022
University Of Illinois At Urbana-Champaign Urbana-Champaign IL 08/2013 12/2018
Unemployed Irvine CA 12/2018 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2025 Present
Bank Of America, N.A. Los Angeles CA 07/2025 Present
  • 12/2022 → 05/2025
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
  • 11/2021 → 12/2022
    Professional Advisors Group
    Los Angeles, CA
  • 08/2013 → 12/2018
    University Of Illinois At Urbana-Champaign
    Urbana-Champaign, IL
  • 12/2018 → 11/2021
    Unemployed
    Irvine, CA
  • 05/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 07/2025 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-27
  • S66 Uniform Combined State Law Examination
    2025-06-27
Other Names
  • Seung Ho Na

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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