Best Investors Account Sign in

Leon Yu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Los Angeles, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
CA RA APPROVED 2022-06-01
  • TX RA
    APPROVED
    Since 2022-08-15
  • CA RA
    APPROVED
    Since 2022-06-01

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 10/2021 Present
Mentorship Los Angeles CA 05/2020 09/2021
Cfg Wealth Management San Diego CA 01/2020 05/2020
Full Time Education San Diego CA 08/2017 01/2020
Amazon Fr. Paris 06/2017 08/2017
Full Time Student San Diego CA 08/2015 06/2017
Bank Of America, N.A. Los Angeles CA 04/2022 Present
  • 10/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 05/2020 → 09/2021
    Mentorship
    Los Angeles, CA
  • 01/2020 → 05/2020
    Cfg Wealth Management
    San Diego, CA
  • 08/2017 → 01/2020
    Full Time Education
    San Diego, CA
  • 06/2017 → 08/2017
    Amazon Fr.
    Paris
  • 08/2015 → 06/2017
    Full Time Student
    San Diego, CA
  • 04/2022 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor