Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-25
MN RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-02-25
  • MN RA
    APPROVED
    Since 2022-01-28

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Orono, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wayzata MN 10/2021 Present
Back Channel Brewing Company Spring Park MN 05/2018 10/2021
Live Nation Minneapolis MN 08/2019 04/2020
Live Nation Minneapolis MN 05/2019 08/2019
North Star Marine Services Mound MN 05/2018 09/2020
St. John's University Collegeville MN 09/2017 05/2018
Asil Services Maple Plain MN 06/2017 08/2017
St. John's University Collegeville MN 09/2016 05/2017
North Star Marine Services Mound MN 05/2016 09/2016
City National Bank Wayzata MN 04/2022 Present
  • 10/2021 → Present
    Wayzata, MN
  • 05/2018 → 10/2021
    Back Channel Brewing Company
    Spring Park, MN
  • 08/2019 → 04/2020
    Live Nation
    Minneapolis, MN
  • 05/2019 → 08/2019
    Live Nation
    Minneapolis, MN
  • 05/2018 → 09/2020
    North Star Marine Services
    Mound, MN
  • 09/2017 → 05/2018
    St. John's University
    Collegeville, MN
  • 06/2017 → 08/2017
    Asil Services
    Maple Plain, MN
  • 09/2016 → 05/2017
    St. John's University
    Collegeville, MN
  • 05/2016 → 09/2016
    North Star Marine Services
    Mound, MN
  • 04/2022 → Present
    City National Bank
    Wayzata, MN
Other Businesses

1) Swanky Systems LLC, 1300 Vine Place Mound, MN 55364. Non-Investment Related. Concert and Event Lighting and Sound Production. Founder/Co-Owner. August 2020. 40 hours/month. 10 hours during securities trading hours. Purchasing, designing, operating shows, maintaining equipment, strategy, sales, marketing. 2) Knutsen Sterling Investments LLC. 1300 Vine Place Mound, MN 55364. Non-Investment Related. Real Estate Purchasing/Renting. Co-Owner/Founder. August 2021. 40 Hours/month. 2 hours during securities trading hours. Inspect, maintain, collect rent, make purchasing decisions. 3) Back Channel Maria LLC, 4787 Shoreline Dr, Spring Park, MN 55384, Non-Investment related. Restaurant. Dock Attendant. June 2019. 15 hours/month. 0 hours during securities trading hours. Attend to the docks, assist customers with boat landing. 4) NAME OF ENTITY: Jacob Sterling Marine Assistance ADDRESS: 29 Van Buren Avenue South Hopkins, MN INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Helping people solve problems with their boats and maintain them. CAPACITY: Independent Contractor/Consultant START DATE: 10.15.21 DUTIES: I will help people clean their boats. Just helping old customers of mine that want my help. PER MONTH: 1; SECURITIES HOURS: 0 5) NAME OF ENTITY: Jacob Sterling ADDRESS: 4909 Hanover Road Mound, MN 55364 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Residential Rental - At my residence CAPACITY: Owner - Active START DATE: 05/21/23 DUTIES: I own the house. I coordinate maintenance. I collect rent checks and perform other duties of a landlord. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (6) NAME OF ENTITY: PRO ADDRESS: 8000 Town Center Pl, Eden Prairie, MN 55344 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Manage invoicing for group dues and paying vendors for the year. START DATE: Mar 13, 2026 CAPACITY: Other DUTIES: Manage invoicing and vendor payments HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-28
  • S66 Uniform Combined State Law Examination
    2022-01-28

View on SEC IAPD

More in Wayzata, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor