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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-25 |
| MN | RA | APPROVED | 2022-01-28 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Orono, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Wayzata | MN | 10/2021 | Present |
| Back Channel Brewing Company | Spring Park | MN | 05/2018 | 10/2021 |
| Live Nation | Minneapolis | MN | 08/2019 | 04/2020 |
| Live Nation | Minneapolis | MN | 05/2019 | 08/2019 |
| North Star Marine Services | Mound | MN | 05/2018 | 09/2020 |
| St. John's University | Collegeville | MN | 09/2017 | 05/2018 |
| Asil Services | Maple Plain | MN | 06/2017 | 08/2017 |
| St. John's University | Collegeville | MN | 09/2016 | 05/2017 |
| North Star Marine Services | Mound | MN | 05/2016 | 09/2016 |
| City National Bank | Wayzata | MN | 04/2022 | Present |
1) Swanky Systems LLC, 1300 Vine Place Mound, MN 55364. Non-Investment Related. Concert and Event Lighting and Sound Production. Founder/Co-Owner. August 2020. 40 hours/month. 10 hours during securities trading hours. Purchasing, designing, operating shows, maintaining equipment, strategy, sales, marketing. 2) Knutsen Sterling Investments LLC. 1300 Vine Place Mound, MN 55364. Non-Investment Related. Real Estate Purchasing/Renting. Co-Owner/Founder. August 2021. 40 Hours/month. 2 hours during securities trading hours. Inspect, maintain, collect rent, make purchasing decisions. 3) Back Channel Maria LLC, 4787 Shoreline Dr, Spring Park, MN 55384, Non-Investment related. Restaurant. Dock Attendant. June 2019. 15 hours/month. 0 hours during securities trading hours. Attend to the docks, assist customers with boat landing. 4) NAME OF ENTITY: Jacob Sterling Marine Assistance ADDRESS: 29 Van Buren Avenue South Hopkins, MN INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Helping people solve problems with their boats and maintain them. CAPACITY: Independent Contractor/Consultant START DATE: 10.15.21 DUTIES: I will help people clean their boats. Just helping old customers of mine that want my help. PER MONTH: 1; SECURITIES HOURS: 0 5) NAME OF ENTITY: Jacob Sterling ADDRESS: 4909 Hanover Road Mound, MN 55364 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Residential Rental - At my residence CAPACITY: Owner - Active START DATE: 05/21/23 DUTIES: I own the house. I coordinate maintenance. I collect rent checks and perform other duties of a landlord. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (6) NAME OF ENTITY: PRO ADDRESS: 8000 Town Center Pl, Eden Prairie, MN 55344 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Manage invoicing for group dues and paying vendors for the year. START DATE: Mar 13, 2026 CAPACITY: Other DUTIES: Manage invoicing and vendor payments HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-28 |
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