Andrew Mark Rutner

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-10-07
PA	RA	APPROVED	2025-10-06
TX	RA	APPROVED	2025-10-06

NJ RA
APPROVED

Since 2025-10-07
PA RA
APPROVED

Since 2025-10-06
TX RA
APPROVED

Since 2025-10-06

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Levittown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Truist Financial Corp	Spring House	PA	07/2019	11/2021
American Heritage Federal Credit Union	Philadelphia	PA	06/2018	07/2019
Firstrust Bank	Ardmore	PA	03/2015	05/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	11/2021	06/2022
Northwestern Mutual Investment Services Llc	West Chester	PA	02/2022	06/2022
Massmutual Life Insurance Company	Wall Township	NJ	07/2022	10/2025
Mml Investors Services, Llc	Wall Township	NJ	07/2022	10/2025
Lpl Enterprise, Llc	Holmdel	NJ	10/2025	Present

07/2019 → 11/2021

Truist Financial Corp

Spring House, PA
06/2018 → 07/2019

American Heritage Federal Credit Union

Philadelphia, PA
03/2015 → 05/2018

Firstrust Bank

Ardmore, PA
11/2021 → 06/2022

Northwestern Mutual Life Insurance Company

Milwaukee, WI
02/2022 → 06/2022

Northwestern Mutual Investment Services Llc

West Chester, PA
07/2022 → 10/2025

Massmutual Life Insurance Company

Wall Township, NJ
07/2022 → 10/2025

Mml Investors Services, Llc

Wall Township, NJ
10/2025 → Present

Lpl Enterprise, Llc

Holmdel, NJ

Previous Registrations

2022-10-14 → 2025-10-06

Mml Investors Services, Llc

Wall Township, NJ

Levittown, PA

Other Businesses

1. 09/29/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Levittown, PA - Start Date 09/26/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/29/2025 - ANDREW RUTNER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Levittown, PA - Start Date 09/26/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-09-28
S63	Uniform Securities Agent State Law Examination	2022-06-18

S65 Uniform Investment Adviser Law Examination

2022-09-28
S63 Uniform Securities Agent State Law Examination

2022-06-18

Other Names

Andrew Rutner
Drew Rutner

View on SEC IAPD