Rose-Ann Thompson

Current Employers

Employment History

• 10/2021 → Present
  Tiaa-Cref Individual & Institutional Services, Ll
  Charlotte, NC
• 10/2021 → Present
  Tiaa
  Charlotte, NC
• 01/2017 → 10/2021
  Mecklenburg County Dss
  Charlotte, NC
• 04/2014 → 09/2017
  Atrium Health/Carolinas Healthcare System
  Charlotte, NC
• 08/2014 → 12/2016
  Queens University Of Charlotte
  Charlotte, NC

Other Businesses

(1) GOLDEN GROVE INVESTMENTS POSITION: Manager/Secretary NATURE: Family owned savings account that will one day be used as purchasing power for investing in real estate. Each member contributes annual dues into CD, money market savings, and cash products currently. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 1605 Savory Lane, Charlotte NC 28216, United States DESCRIPTION: recordkeeping of meeting notes and spreadsheet of account balances (2) GEMWAY FARMS, LLC POSITION: owner NATURE: Gemway farms, LLC sells eggs, plants, produce seasonally and consults on garden planning. This property is now leased short term to a property management company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2020 ADDRESS: Home Address, Charlotte NC 28216, United States DESCRIPTION: I am financially responsible for general upkeep and maintenance to the property itself. (3) Name: StarOne Catwalk Productions Position: model Nature: This is a staffing agency for entertainment brands. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/2017 Address: unlisted address, East Lansing MI 48910, United States Description: Catwalk/Star one is a company that provides brand ambassador models to multiple product brands for live events. (4) ACC PLUMBING AND BACKFLOW POSITION: n/a NATURE: Plumbing and backflow services. Sole proprietorship belong to the owner, Brian Thompson. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/27/2024 ADDRESS: Home Address, Charlotte NC 28216, United States DESCRIPTION: No responsibilities. This is essentially a royalty deal where I am paid a fixed weekly amount for the life of the company. (5) ROSIE AND BLOOM LLC POSITION: owner NATURE: I am the sole owner/operator. I intend to host ticketed tea party and social events around this theme. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 1919 gemway drive, Charlotte NC 28216, United States DESCRIPTION: all

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-07
• S63 Uniform Securities Agent State Law Examination
  2021-12-17

Other Names

• Roseann N Sumner
• Roseann Sumner
• Rose-Ann Sumner
• Roseann Niccasi Sumner