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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED | 2024-06-03 |
Branch Locations
38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Middletown | OH | 09/2019 | 08/2023 |
| J.P. Morgan Securities Llc | Middletown | OH | 09/2021 | 08/2023 |
| Penn Station East Coast Subs | Middletown | OH | 05/2015 | 09/2019 |
| Fifth Third Wealth Advisors Llc | Cincinnati | OH | 01/2024 | Present |
| Mainstreet Investment Advisors, Llc | Cincinnati | OH | 08/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
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