Ambreen Mohmmed Ali. Baig

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-02
CA	RA	APPROVED	2022-03-25

TX RA
APPROVED_RES

Since 2024-08-02
CA RA
APPROVED

Since 2022-03-25

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

4400 Tassajara Rd Ste A, Dublin, CA 94568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Oakland	CA	10/2021	Present
Indusind Bank	Pune		03/2018	07/2021
Icici Bank Ltd	Pune		02/2012	03/2018
Wells Fargo Clearing Services, Llc	Oakland	CA	10/2021	Present

10/2021 → Present

Wells Fargo Bank, Na

Oakland, CA
03/2018 → 07/2021

Indusind Bank

Pune
02/2012 → 03/2018

Icici Bank Ltd

Pune
10/2021 → Present

Wells Fargo Clearing Services, Llc

Oakland, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, SUNNYVALE, CA, 100% OWNERSHIP WITH SPOUSE, START: 1/1/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, RENTAL INCOME. RENTAL PROPERTY, INV RELATED, ROSEVILLE, CA, 100% OWNERSHIP WITH SPOUSE, START: 6/1/2022, 0 HRS/MONTH, 0 HRS DURING TRADING, RENTAL INCOME. RENTAL PROPERTY; INV RELATED; ROSEVILLE, CA; 100% OWNERSHIP W/ SPOUSE; START DATE 9/22/2023; 0 HOURS PER MONTH; 0 DURING TRADING; RENTAL INCOME. TBD LLC, INV RELATED, ROSEVILLE, CA, 100% OWNERSHIP W/ SPOUSE; START DATE 8/1/24, 0 HRS PER MONTH & DURING TRADING, RENTAL PROPERTY HOLDER;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-25

S66 Uniform Combined State Law Examination

2022-03-25

Other Names

Ambreen Baig

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