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Jian Serina Shi

Edward Jones

Downingtown, PA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-03
TX RA APPROVED 2025-07-03
  • PA RA
    APPROVED
    Since 2025-07-03
  • TX RA
    APPROVED
    Since 2025-07-03

Branch Locations

142 Wallace Ave Ste 106, Downingtown, PA 19335-2643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Berwyn PA 11/2021 07/2025
Shi Consulting Llc Avon CT 06/2015 11/2021
Edward Jones St Louis MO 07/2025 Present
  • 11/2021 → 07/2025
    Morgan Stanley Smith Barney Llc
    Berwyn, PA
  • 06/2015 → 11/2021
    Shi Consulting Llc
    Avon, CT
  • 07/2025 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-28
  • S66 Uniform Combined State Law Examination
    2022-01-28
Designations
Other Names
  • Jian S Shi

View on SEC IAPD

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