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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-03-16 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bellevue | WA | 03/2009 | Present |
1) Washington State Department of Children, Youth & Families/ investment related?: / 1500 Jefferson St SE, Olympia, WA 98501, Olympia, WA, 98501/ Provide respite care for foster kids/ Provide respite care for licensed foster parents/start date: 6/1/2021/ 2)Name of Business- NA / Address- Newcastle, DE 89059 / Investment Related- NO / Nature- seeking permission to publish a book. It would be done through Direct 2 Digital. I would writing under a pen name. / Role- I would aim to publish a book through Direct 2 Digital this year. I will have no affiliation with Direct2Digital beyond using their platform for the publication. The book would be published under the pen name K.J. Waldron. / Duty- NA / Start Date- 4/1/2024 / Time Required- No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
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