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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-01-19
  • WI RA
    APPROVED
    Since 2023-01-19

Branch Locations

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baird Milwaukee WI 09/2021 Present
Kohl's Corporation Menomonee Falls WI 02/2018 09/2021
Waterstone Mortgage Pewaukee WI 03/2015 02/2018
  • 09/2021 → Present
    Baird
    Milwaukee, WI
  • 02/2018 → 09/2021
    Kohl's Corporation
    Menomonee Falls, WI
  • 03/2015 → 02/2018
    Waterstone Mortgage
    Pewaukee, WI
Other Businesses

Name/Address: Richardson Fitness LLC 6110 North Santa Monica Boulevard Whitefish Bay WI 53211 Start Date: 7/1/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-18
  • S66 Uniform Combined State Law Examination
    2023-01-18

View on SEC IAPD

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