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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-03
  • NY RA
    APPROVED
    Since 2023-10-03

Branch Locations

1 New York Plaza 16Th Floor, New York, NY 10004 • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors (Dba Tristate Financial Advisors) Philadelphia PA 10/2021 12/2021
Ithaca College Ithaca NY 07/2017 09/2021
John F Kennedy Highschool Bellmore NY 07/2013 08/2017
Morgan Stanley New York NY 08/2022 Present
Sei Oaks PA 12/2021 07/2022
  • 10/2021 → 12/2021
    Florida Financial Advisors (Dba Tristate Financial Advisors)
    Philadelphia, PA
  • 07/2017 → 09/2021
    Ithaca College
    Ithaca, NY
  • 07/2013 → 08/2017
    John F Kennedy Highschool
    Bellmore, NY
  • 08/2022 → Present
    New York, NY
  • 12/2021 → 07/2022
    Sei
    Oaks, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-02-08
S65 Uniform Investment Adviser Law Examination 2021-09-22
  • S63 Uniform Securities Agent State Law Examination
    2025-02-08
  • S65 Uniform Investment Adviser Law Examination
    2021-09-22
Other Names
  • David Pace Aiello

View on SEC IAPD

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