Shannon Elizabeth Rouzier

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
CT	RA	APPROVED	2017-10-11

NY RA
APPROVED

Since 2021-06-14
CT RA
APPROVED

Since 2017-10-11

Branch Locations

Freeport, NY • United States

320 Park Avenue Fl 14, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	New York	NY	03/2008	09/2016
Raymond James & Associates, Inc.	New York	NY	09/2016	Present

03/2008 → 09/2016

Deutsche Bank Securities Inc.

New York, NY
09/2016 → Present

Raymond James & Associates, Inc.

New York, NY

Other Businesses

(1)Name of Business: LelaDollCreations (on Etsy website) Address: 294 S. Long Beach Ave, Freeport, NY, 11520, United States Activity Type: Other Position/Title: Artist Investment Related: No Start Date: 11/21/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a hobby, I sometimes create dolls for possible sale and display as a vendor on etsy. (Etsy.com)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-02
S63	Uniform Securities Agent State Law Examination	2006-08-30

S66 Uniform Combined State Law Examination

2012-04-02
S63 Uniform Securities Agent State Law Examination

2006-08-30

Other Names

Shannon Elizabeth Rouzier
Shannon Rouzier
Shannon Elizabeth Chiu

View on SEC IAPD