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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
GA RA APPROVED 2024-06-06
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • GA RA
    APPROVED
    Since 2024-06-06

Branch Locations

577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

11800 Amberpark Drive Suite 240, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Alpharetta GA 04/2020 Present
Georgia Southern University Statesboro GA 08/2017 07/2021
Decatur High School Decatur GA 08/2013 05/2017
Kestra Advisory Services, Llc Alpharetta GA 04/2024 Present
  • 04/2020 → Present
    Kestra Investment Services, Llc
    Alpharetta, GA
  • 08/2017 → 07/2021
    Georgia Southern University
    Statesboro, GA
  • 08/2013 → 05/2017
    Decatur High School
    Decatur, GA
  • 04/2024 → Present
    Alpharetta, GA
Other Businesses

NAME: OXYGEN FINANCIAL POSITION: Wealth Plan Design Specialist NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 02/24/2022 ADDRESS: 35 Old Canton St, Alpharetta GA 30009, United States DESCRIPTION: Support registered rep, process trades per his instruction, process paperwork, assist with client tasks NAME: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2024 ADDRESS: 5707 Southwest Parkway Bld 2, Ste 400, Austin TX 78735, United States DESCRIPTION: IAR Name: ALLSTARSPECIAL POSITION: Founder NATURE: trading card and sports card/memorabilia sales INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2024 ADDRESS: 300 Venue Way, APT 3402, Alpharetta GA 30005, United States DESCRIPTION: All duties associated are mine. I handle sales, shipping, social media, etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-28
  • S66 Uniform Combined State Law Examination
    2023-04-28

View on SEC IAPD

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