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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-03 |
| TX | RA | APPROVED | 2026-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Hot And Blue | Raleigh | NC | 05/2010 | 07/2018 |
| Jimmy Johns | Charlotte | NC | 01/2020 | 11/2020 |
| Vail Resorts | Breckenridge | CO | 11/2020 | 09/2021 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2016 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Aventura | FL | 10/2021 | 01/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 01/2026 | Present |
| Patterson Investments Inc. | Davie | FL | 01/2025 | 07/2025 |
| Valet King Florida | Pompano Beach | FL | 08/2025 | 01/2026 |
| Vanguard Advisers, Inc. | Charlotte | NC | 03/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: INSURANCE AGENT POSITION: N/A START DATE: 10/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-21 |
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