Colby James Ripsam

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-22
CO	RA	APPROVED	2021-11-12

TX RA
APPROVED_RES

Since 2025-05-22
CO RA
APPROVED

Since 2021-11-12

Branch Locations

3780 N Garfield Ave, Ste 204, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mercer Advisors	Boulder	CO	12/2019	09/2021
Crestone Capital	Boulder	CO	05/2018	11/2019
Lpl Financial, Llc	Loveland	CO	10/2021	Present
University Of Colorado Athletics	Boulder	CO	08/2016	04/2018

12/2019 → 09/2021

Mercer Advisors

Boulder, CO
05/2018 → 11/2019

Crestone Capital

Boulder, CO
10/2021 → Present

Lpl Financial, Llc

Loveland, CO
08/2016 → 04/2018

University Of Colorado Athletics

Boulder, CO

Other Businesses

1) 10/2021 - DBA for LPL Business (entity for LPL business) - Peakview Wealth Management - Investment Related - Loveland, CO 80538 2) 12/2019 - Notary - Investment Related - Berthoud, CO 80513

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-11

S66 Uniform Combined State Law Examination

2021-11-11

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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