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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-26
LA RA APPROVED 2022-01-02
  • TX RA
    APPROVED
    Since 2023-09-26
  • LA RA
    APPROVED
    Since 2022-01-02

Branch Locations

Benton, LA • United States

7330 Fern Ave. Ste. 902, Shreveport, LA 71105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2021 Present
Audi Shreveport Shreveport LA 01/2019 Present
Audi West County Ellisville MO 06/2011 12/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2022 Present
  • 10/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2019 → Present
    Audi Shreveport
    Shreveport, LA
  • 06/2011 → 12/2018
    Audi West County
    Ellisville, MO
  • 01/2022 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING, 01/2022 2) MAGNOLIA CHASE HOA, PO BOX 781 BENTON LA 71006, 04/2023, TREASURER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO 5 HR/MO TRADING 3) TORO ASSET MANAGEMENT LLC, 910 PIERREMONT RD SUITE 410 SHREVEPORT LA 71106, 02/2024, EMPLOYEE, DBA, INV REL, 30 HR/MO 25 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-06
  • S66 Uniform Combined State Law Examination
    2021-12-06

View on SEC IAPD

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