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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
| AL | RA | APPROVED | 2024-10-28 |
| AR | RA | APPROVED | 2024-10-28 |
| CO | RA | APPROVED | 2024-10-28 |
| CA | RA | APPROVED | 2024-10-23 |
Branch Locations
3075 Hansen Way Pbig - Palo Alto Wealth Ctr, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Jose | CA | 10/2021 | 10/2023 |
| U.S. Bancorp | Sunnyvale | CA | 03/2020 | 10/2021 |
| Unemployed | Sunnyvale | CA | 11/2019 | 02/2020 |
| Comerica Bank | San Francisco | CA | 03/2019 | 11/2019 |
| See's Candies | San Francisco | CA | 11/2018 | 02/2019 |
| Extended Travel & Self Studies | Newport Coast | CA | 07/2017 | 10/2018 |
| Barrett Business Services, Inc. | San Jose | CA | 05/2017 | 07/2017 |
| Unemployed | San Francisco | CA | 01/2017 | 04/2017 |
| University Of California, Davis | Davis | CA | 09/2014 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto | CA | 10/2024 | Present |
| Unemployed | Sunnyvale | CA | 10/2023 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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