Layne R Tally

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-11-02
TX	RA	APPROVED_RES	2011-11-02

CA RA
APPROVED

Since 2011-11-02
TX RA
APPROVED_RES

Since 2011-11-02

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce Fenner &Amp; Smith Inc	Santa Monica	CA	09/2011	Present
Bank Of America, N.A.	Santa Monica	CA	11/2011	Present

09/2011 → Present

Merrill Lynch Pierce Fenner &Amp; Smith Inc

Santa Monica, CA
11/2011 → Present

Bank Of America, N.A.

Santa Monica, CA

Other Businesses

I*97589 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS & GIRLS CLUBS OF VENICE INVESTMENT RELATED: N ADDRESS OF BUSINESS: VENICE, CALIFORNIA 90291 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/6/2016 NUMBER OF HOURS DEVOTED: 120 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE VBGC MISSION IS TO ENABLE ALL YOUNG PEOPLE, ESPECIALLY THOSE WHO NEED US MOST, TO REACH THEIR FULL POTENTIAL AS PRODUCTIVE, CARING, RESPONSIBLE CITIZENS. I WILL BE A REPRESENTATIVE ON THE BOARD HELPING TO ADVANCE THIS MISSION AND SUPPORT THE ORG

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-16

S66 Uniform Combined State Law Examination

2009-10-16

Other Names

Layne Russell Tally
Layne R Tally
Layne Russell Tally

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