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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
CA RA APPROVED 2021-12-10
  • TX RA
    APPROVED
    Since 2022-02-02
  • CA RA
    APPROVED
    Since 2021-12-10

Branch Locations

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moreno Valley CA 07/2019 Present
Jp Morgan Chase El Monte CA 03/2018 07/2019
Walmart Inc. City Of Industry CA 05/2018 11/2018
Atria Rancho Park San Dimas CA 09/2017 03/2018
Century 21 West Covina CA 08/2017 03/2018
Gks Commodities Brokers Guayaquil 09/2016 08/2017
Unilever Andina Ecuador S.A. Guayaquil 04/2014 09/2016
  • 07/2019 → Present
    Moreno Valley, CA
  • 03/2018 → 07/2019
    Jp Morgan Chase
    El Monte, CA
  • 05/2018 → 11/2018
    Walmart Inc.
    City Of Industry, CA
  • 09/2017 → 03/2018
    Atria Rancho Park
    San Dimas, CA
  • 08/2017 → 03/2018
    Century 21
    West Covina, CA
  • 09/2016 → 08/2017
    Gks Commodities Brokers
    Guayaquil
  • 04/2014 → 09/2016
    Unilever Andina Ecuador S.A.
    Guayaquil
Other Businesses

I*4631287 Entity Type: For Profit Name of OBA: G. R. Sole Prop DBA Business on Tap Address: Lake Elsinore, California, 92530 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0 Duties: Networking group, operating as a Sole Prop under an EIN. Purpose is to create a network of professionals that refer business to one another. Purpose of funds is to hold networking mixers that attract new members. Leading our meetings. Foster a collaborative environment for the group. Manage the funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-08
  • S66 Uniform Combined State Law Examination
    2021-12-08
Other Names
  • Gustavo Rodriguez

View on SEC IAPD

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