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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
  • TX RA
    APPROVED
    Since 2024-01-23

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Wellfleet, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 09/2021 01/2024
The Wellfleet Beachcomber Wellfleet MA 07/2013 Present
Grodsky Family Wellesley MA 09/2019 09/2021
Lululemon Kittery ME 11/2018 05/2019
Bloomingdales Newton MA 12/2016 03/2018
University Of New Hampshire Durham NH 08/2015 05/2019
Ubs Financial Services, Inc Boston MA 01/2024 Present
  • 09/2021 → 01/2024
    Newton, MA
  • 07/2013 → Present
    The Wellfleet Beachcomber
    Wellfleet, MA
  • 09/2019 → 09/2021
    Grodsky Family
    Wellesley, MA
  • 11/2018 → 05/2019
    Lululemon
    Kittery, ME
  • 12/2016 → 03/2018
    Bloomingdales
    Newton, MA
  • 08/2015 → 05/2019
    University Of New Hampshire
    Durham, NH
  • 01/2024 → Present
    Boston, MA
Previous Registrations
Other Businesses

Name of the other businessThe Wellfleet Beachcomber Whether the business is investment-relatedNo Address of the other businessWellfleet, MA 02667 Nature of the other businessRestaurant Your positionWaitress Title, or relationship with the other businessWaitress Start date of your relationship - 6/1/2012 Approximate number of hours/month you devote to the other business80 hours a month Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI am a waitress and work on the weekends. Royal Transportation Services Incorporated,MAUnited States,TransportLivery business. Uber black.Proprietor / owner,Small family business with my father. I am the president of the company and have 50% ownership. My father has the other 50% ownership. He will be handling the business activities day to day. I will not have any role in the company other than being a 50% owner. Start date -12/31/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-10-28

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