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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-01
NY RA APPROVED 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2025-08-01
  • NY RA
    APPROVED
    Since 2022-12-13

Branch Locations

Long Island City, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aritzia San Jose CA 09/2021 10/2021
Painted Porch Advisors Santa Barbara CA 10/2020 03/2021
Eurofins Scientific Milpitas CA 06/2020 10/2020
Nanolab Technologies Milpitas CA 06/2019 08/2019
Cocohodo Katy TX 03/2017 04/2017
University Of California, Santa Barbara Santa Barbara CA 09/2017 06/2021
Cinco Ranch High School Katy TX 08/2013 05/2021
Neuberger Berman New York NY 09/2021 Present
  • 09/2021 → 10/2021
    Aritzia
    San Jose, CA
  • 10/2020 → 03/2021
    Painted Porch Advisors
    Santa Barbara, CA
  • 06/2020 → 10/2020
    Eurofins Scientific
    Milpitas, CA
  • 06/2019 → 08/2019
    Nanolab Technologies
    Milpitas, CA
  • 03/2017 → 04/2017
    Cocohodo
    Katy, TX
  • 09/2017 → 06/2021
    University Of California, Santa Barbara
    Santa Barbara, CA
  • 08/2013 → 05/2021
    Cinco Ranch High School
    Katy, TX
  • 09/2021 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Yan Xu

View on SEC IAPD

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