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Alberto Nmi Otero

Oceanis Financial Advisors, Inc.

Miami, FL

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Current Employers
Oceanis Financial Advisors, Inc.

40 Sw 13Th Street Suite 605, Miami, FL 33130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-09
  • FL RA
    APPROVED
    Since 2020-04-09

Branch Locations

40 Sw 13Th Street Suite 605, Miami, FL 33130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oceanis Financial Advisors, Llc Miami FL 10/2014 Present
Tuspela, Inc. Miami FL 03/2013 10/2016
  • 10/2014 → Present
    Oceanis Financial Advisors, Llc
    Miami, FL
  • 03/2013 → 10/2016
    Tuspela, Inc.
    Miami, FL
Previous Registrations
  • 2015-02-05 → 2020-04-16
    Oceanis Financial Advisors, Inc.
    Miami, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-18
  • S65 Uniform Investment Adviser Law Examination
    2014-11-18
Other Names
  • Alberto Otero

View on SEC IAPD

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