Anneliese Margot Johnson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-21
WA	RA	APPROVED	2021-07-21

TX RA
APPROVED_RES

Since 2021-07-21
WA RA
APPROVED

Since 2021-07-21

Branch Locations

1363 Columbia Park Trl Ste 202, Richland, WA 99352 • United States

205 E Main St, Pullman, WA 99163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Richland	WA	05/2006	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Kennewick	WA	06/2006	07/2021
Anneliese M Johnson, Llc	Kennewick	WA	01/2014	Present
Lpl Financial, Llc	Richland	WA	07/2021	Present

05/2006 → 07/2021

Waddell & Reed, Inc.

Richland, WA
06/2006 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Kennewick, WA
01/2014 → Present

Anneliese M Johnson, Llc

Kennewick, WA
07/2021 → Present

Lpl Financial, Llc

Richland, WA

Previous Registrations

2006-08-04 → 2021-07-21

Waddell & Reed

Kennewick, WA

Seattle, WA

Richland, WA

Pullman, WA

Other Businesses

1- 10/25/2021 - Started 11/2013 / Anneliese M. Johnson, LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Richland, WA 99352 2- 08/31/2021- Crump Insurance Services- Non-Variable Insurance- Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/13/2021 - 2 hours per month/ 0 hours during trading 3- 07/2021 / DBA for LPL Business (entity for LPL business) / Values & Vision Financial Advisors / Investment Related / Richland, WA 99352 4- 02/12/2025- Catalyst Wealth Strategies- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/28/2025- 175 hours per month/ 130 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-03

S66 Uniform Combined State Law Examination

2006-08-03

View on SEC IAPD