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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-13
CT RA APPROVED 2020-01-13
TX RA APPROVED 2020-01-02
RI RA APPROVED 2019-01-08
  • CA RA
    APPROVED
    Since 2020-01-13
  • CT RA
    APPROVED
    Since 2020-01-13
  • TX RA
    APPROVED
    Since 2020-01-02
  • RI RA
    APPROVED
    Since 2019-01-08

Branch Locations

1 Citizens Plz Ste 520, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seekonk MA 08/2013 01/2019
Bank Of America, N.A. Seekonk MA 08/2017 01/2019
Wells Fargo Clearing Services Llc Providence RI 01/2019 Present
Previous Registrations
Other Businesses

ART BY ERIC LOISELLE; NON INV RELATED; JOHNSTON, RI; SOLE PROPRIETORSHIP FOR CREATING & SELLING ARTWORK; START: 6/13/2000; 2 HRS/MO; 0 DURING TRADING. WOODWORKING BY ERIC; NOT INV RELATED; NORTH PROVIDENCE, RI; 100% OWNERSHIP; START DATE 11/1/2024; 30 HOURS PER MONTH; 0 DURING TRADING; SOLE PROPRIETORSHIP FOR WOOD WORKING AND LASER ENGRAVING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2015-03-23
Other Names
  • Eric Thomas Loiselle
  • Eric Thomas Loiselle

View on SEC IAPD

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