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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Q6 Talent | Portland | OR | 06/2001 | 09/2020 |
| U.S. Bancorp Investments, Inc. | Portland | OR | 07/2016 | 07/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2021 | Present |
| Aya Wealth Management | Concord | CA | 07/2021 | 05/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Violet Financial | Honolulu | HI | 05/2025 | Present |
1. NAME OF OTHER BUSINESS: VIOLET FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-02 |
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