Joseph John Wathen

Current Employers

Employment History

• 08/2016 → 04/2017
  Pnc Bank
  Naperville, IL
• 08/2016 → 04/2017
  Pnc Investments
  Pittsburgh, PA
• 04/2017 → 06/2017
  Unemployed
  Worth, IL
• 06/2017 → 08/2017
  Pnc Bank
  Naperville, IL
• 09/2017 → 07/2018
  Huntington Bank
  Elmwood Park, IL
• 09/2017 → 07/2018
  Huntington Investment Company
  Elmwood Park, IL
• 09/2017 → 02/2019
  Trinity Christian College
  Palos Heights, IL
• 07/2018 → 02/2019
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2018 → 02/2019
  Cetera Investment Advisers Llc
  South Holland, IL
• 07/2018 → 01/2019
  First Merchants Investments
  South Holland, IL
• 02/2019 → 02/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wheaton, IL
• 02/2019 → 02/2024
  Bank Of America, N.A.
  Wheaton, IL
• 12/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 03/2024 → 11/2025
  Ernst & Young
  Chicago, IL

Previous Registrations

• 2019-02-13 → 2024-02-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Orland Park, IL
  Wheaton, IL
  Chicago, IL
  Homer Glen, IL
  Chicago, IL
  New York, NY
  Homer Glen, IL
  Chicago, IL
• 2018-07-27 → 2019-02-13
  Cetera Investment Advisers Llc
  South Holland, IL
• 2017-09-27 → 2018-07-24
  The Huntington Investment Company
  Elmwood Park, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-16
• S63 Uniform Securities Agent State Law Examination
  2015-09-08

Other Names

• Joseph Wathen
• Joseph J Wathen
• Joseph John Wathen