Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-09-05
IA RA APPROVED 2017-03-15
IL RA APPROVED 2015-09-11
TX RA APPROVED 2015-06-17
MI RA APPROVED 2015-02-12
  • IN RA
    APPROVED
    Since 2019-09-05
  • IA RA
    APPROVED
    Since 2017-03-15
  • IL RA
    APPROVED
    Since 2015-09-11
  • TX RA
    APPROVED
    Since 2015-06-17
  • MI RA
    APPROVED
    Since 2015-02-12

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

Hickory Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2015-02-06
Other Names
  • Monica Babbie

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor