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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-19
  • GA RA
    APPROVED
    Since 2019-03-19

Branch Locations

5780 Powers Ferry Rd. Nw, Atlanta, GA 30327 • United States

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc West Chester OH 04/2016 03/2019
Pinnacle Wealth Management, Inc. West Chester OH 07/2016 03/2019
Pinnacle Financial Advisors, Llc West Chester OH 04/2016 03/2019
Voya Investment Management Atlanta GA 03/2019 Present
Voya Investments Distributor, Llc Windsor CT 03/2019 Present
Voya Investment Management Co. Llc New York NY 03/2019 Present
  • 04/2016 → 03/2019
    Securities America Inc
    West Chester, OH
  • 07/2016 → 03/2019
    Pinnacle Wealth Management, Inc.
    West Chester, OH
  • 04/2016 → 03/2019
    Pinnacle Financial Advisors, Llc
    West Chester, OH
  • 03/2019 → Present
    Voya Investment Management
    Atlanta, GA
  • 03/2019 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
  • 03/2019 → Present
    New York, NY
Previous Registrations
  • 2016-07-25 → 2019-03-18
    Pinnacle Wealth Management, Inc.
    West Chester, OH
Other Businesses

1.) CFA chart holder/State of Georgia/had designation since 2019 but now will function as Board member/2 hours per week devoted to this activity/0 hours during security trading hours. 2.) Neighborhood Swim and Tennis Club/HOA; No; 1318 Winding Branch Circle, Dunwoody, GA; Neighborhood Swim Club; Pool Committee Chairman; 01/01/2023; 1 Hr/Mo; 1 Hr/Mo;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-11
S63 Uniform Securities Agent State Law Examination 2014-12-08
  • S65 Uniform Investment Adviser Law Examination
    2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
Designations

View on SEC IAPD

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