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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-03-19 |
Branch Locations
5780 Powers Ferry Rd. Nw, Atlanta, GA 30327 • United States
200 Park Avenue, New York, NY 10166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | West Chester | OH | 04/2016 | 03/2019 |
| Pinnacle Wealth Management, Inc. | West Chester | OH | 07/2016 | 03/2019 |
| Pinnacle Financial Advisors, Llc | West Chester | OH | 04/2016 | 03/2019 |
| Voya Investment Management | Atlanta | GA | 03/2019 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 03/2019 | Present |
| Voya Investment Management Co. Llc | New York | NY | 03/2019 | Present |
1.) CFA chart holder/State of Georgia/had designation since 2019 but now will function as Board member/2 hours per week devoted to this activity/0 hours during security trading hours. 2.) Neighborhood Swim and Tennis Club/HOA; No; 1318 Winding Branch Circle, Dunwoody, GA; Neighborhood Swim Club; Pool Committee Chairman; 01/01/2023; 1 Hr/Mo; 1 Hr/Mo;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-08 |
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