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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-15 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
Hickory, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Charlotte | NC | 01/2012 | 03/2024 |
| Secu Brokerage Services | Raleigh | NC | 10/2014 | 03/2024 |
| Secu Life Insurance Company | Raleigh | NC | 10/2014 | 03/2024 |
| Credit Union Investment Services | Raleigh | NC | 03/2015 | 03/2024 |
| Members Trust Company | Tampa | FL | 08/2016 | 03/2024 |
| Tiaa | Charlotte | NC | 04/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2024 | Present |
Name: ProjectEM Co Position: Owner Nature: ProjectEM Co is a side business making signs and laser goods. This is a sole proprietorship that started in 2020. I have not been active in this business for the past few years but may from time to time make a few signs here and there. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 07/01/2020 Address: Home Address, Hickory, NC 28602-8211 NC 28602, United States Description: Owner, production, development and selling
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-18 |
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