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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-01 |
Branch Locations
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 10/2014 | 06/2019 |
| Bank Of America, N.A. | Jacksonville | FL | 10/2014 | 08/2017 |
| Morgan Stanley | Boulder | CO | 06/2019 | 06/2021 |
| Ubs | Weehawken | NJ | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-22 |
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