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100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgim Investments | Newark | NJ | 04/2019 | 03/2021 |
| Prudential Investment Management Services Llc | Newark | NJ | 05/2019 | 03/2021 |
| Fidelity Investments | Boston | MA | 07/2013 | 02/2018 |
| Unemployed | Boston | MA | 03/2018 | 08/2018 |
| Aflac | Newton | MA | 09/2018 | 03/2019 |
| T Rowe Price | Baltimore | MD | 09/2021 | 01/2022 |
| Unemployed | Walpole | MA | 04/2021 | 08/2021 |
| Putnam Investment Management | Boston | MA | 01/2022 | Present |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Putnam Retail Management | Boston | MA | 01/2022 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-09-17 |
| S66 | Uniform Combined State Law Examination | 2007-02-21 |
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