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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-04-02
  • VA RA
    APPROVED
    Since 2020-04-02

Branch Locations

4109 Quarles Court, Rockingham, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James River Advisory, Inc. Forest VA 05/2016 04/2020
Concorde Investment Services, Llc Livonia MI 08/2016 10/2016
Cambridge Investment Research, Inc. Fairfield IA 04/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2020 Present
  • 05/2016 → 04/2020
    James River Advisory, Inc.
    Forest, VA
  • 08/2016 → 10/2016
    Concorde Investment Services, Llc
    Livonia, MI
  • 04/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) SHOWALL FINANCIAL GROUP,LLC. 4155 QUARLES COURT, ROCKINGHAM, VA, RENTAL INCOME/LANDLORD, NIR, 04/15/20, 1 HR YEARLY/0 TRADING HOURS. 2) SHOWALL FINANCIAL GROUP, LLC. 4155 QUARLES COURT, ROCKINGHAM, VA, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 04/02/20, NIR, 0/YRLY- 0 TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/02/20 4) SHOWALL FINANCIAL GROUP,LLC, 4155 QUARLES COURT, ROCKINGHAM, VA, OPERATING ENTITY FOR OFFICE EXPENSES, 03/23/16, NIR, MANAGING MEMBER, 5/WK- 5/TRADING 5) COLE SHOWALTER, 4155 Quarles Ct, Rockingham VA 22801, 09/2022, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO Trading. 6) JAMES RIVER ADVISORS, 4155 Quarles Ct, Rockingham VA 22801, United States, 10/23/2024, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-01
S66 Uniform Combined State Law Examination 2014-12-02
  • S63 Uniform Securities Agent State Law Examination
    2020-07-01
  • S66 Uniform Combined State Law Examination
    2014-12-02
Other Names
  • Cole Showalter
  • Coleman D. Showalter
  • Coleman Showalter

View on SEC IAPD

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