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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-08 |
Branch Locations
Overland Park, KS • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montage Securities, Llc | Leawood | KS | 10/2014 | 06/2017 |
| Montage Investments, Llc | Leawood | KS | 10/2014 | 11/2016 |
| Tortoise Investment Partners, Llc | Leawood | KS | 11/2016 | 11/2023 |
| Tortoise Securities | Leawood | KS | 07/2017 | 11/2023 |
| Palmer Square Capital Management, Llc | Mission Woods | KS | 03/2024 | 09/2024 |
| Foreside Fund Services, Llc | Mission Woods | KS | 04/2024 | 09/2024 |
| Unemployed | Leawood | KS | 12/2023 | 02/2024 |
| Unemployed | Overland Park | KS | 09/2024 | 02/2025 |
| Skyway Capital Markets, Llc | Overland Park | KS | 02/2025 | 04/2025 |
| Vp Distributors, Llc | Overland Park | KS | 04/2025 | Present |
| Virtus Investment Advisers, Llc | Overland Park | KS | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-26 |
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