Andrew Thomas Ames

Current Employers

Employment History

• 12/1990 → Present
  Hackney, Manley & Company, Llp, Cpas
  Arcadia, FL
• 12/2015 → 11/2018
  Signator Investors, Inc.
  Arcadia, FL
• 11/2018 → 07/2021
  Royal Alliance Associates, Inc.
  Arcadia, FL
• 07/2021 → Present
  Lpl Financial, Llc
  Wauchula, FL

Previous Registrations

• 2018-11-02 → 2021-07-07
  Osaic Wealth, Inc.
  Arcadia, FL
  Tampa, FL
• 2015-12-28 → 2018-11-02
  Signator Investors, Inc.
  Arcadia, FL
  Tampa, FL
• 2006-05-22 → 2015-12-28
  Signator Financial Services, Inc.
  Arcadia, FL
  Arcadia, FL
• 2003-11-10 → 2006-05-30
  Invest Financial Corporation
  Lake Suzy, FL
  Arcadia, FL
  Arcadia, FL
• 2003-04-16 → 2003-11-14
  Cpa Financial Advisers, Inc.
  Daytona Beach, FL

Other Businesses

1) 1/2002 - Business Entity For Tax/Investment Purposes Only - CPA financial Specialists, PA - Not Investment Related - Wauchula, FL 33873 2) 12/2018 - DBA for LPL Business (entity for LPL business) - Ames Financial & Retirement Solutions - Investment Related - Wauchula, FL 33873 3) 12/2005 - Other - Notary - Andrew Ames - Not Investment Related - Arcadia, FL 34266 4) 12/1990 - Tax Prep/Accounting/CPA - Hackney Ames & Reichel, PA, CPAs - Investment Related - Wauchula, FL 33873

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-05-13
• S65 Uniform Investment Adviser Law Examination
  1998-11-23

Designations

Other Names

• Andy Ames