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Adam Michael Soroko

Mertz Capital

Studio City, CA

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Current Employers
Mertz Capital

Studio City, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2021-03-15
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-15

Branch Locations

Studio City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 02/2015 05/2018
Wells Fargo Clearing, Llc Los Angeles CA 05/2018 03/2020
Soroko, Adam Michael, Dba: Mertz Capital Studio City CA 03/2020 Present
  • 02/2015 → 05/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2018 → 03/2020
    Wells Fargo Clearing, Llc
    Los Angeles, CA
  • 03/2020 → Present
    Soroko, Adam Michael, Dba: Mertz Capital
    Studio City, CA
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT, INVESTMENT RELATED, ENCINO, CALIFORNIA, INSURANCE, AGENT, 02/2015, 1 HR PER MONTH DURING TRADING HOURS, INSURANCE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23

View on SEC IAPD

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