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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-03-25
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

5455 Rings Road Suite 125, Dublin, OH 43017 • United States

508 Hopewell Drive, Suite 100 Box 2062, Heath, OH 43056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Dublin OH 10/2014 03/2017
Massachusetts Mutual Life Insurance Company Dublin OH 07/2016 Present
Mml Investors Services, Llc Dublin OH 03/2017 Present
  • 10/2014 → 03/2017
    Metlife Securities
    Dublin, OH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Dublin, OH
  • 03/2017 → Present
    Dublin, OH
Previous Registrations
  • 2015-07-01 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
Other Businesses

NAME: INDEPENDENT INSURANCE AGENT INV REL: Y ADD: 5455 RINGS ROAD SUITE 125 DUBLIN, OH, 43017 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/2016 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: DENTAL AND GROUP DISABILITY INCOME, LIFE/ANCIDENT/HEALTH, MEDICARE, FIXED ANNUITIES (2) NAME: CRAIG CLIFTON INV REL: N ADD: 457 ALTON DARBY CREEK RD, GALLOWAY, OH 43119 NATURE: SPECIAL ELECTION (MACHINE JUDGE) POSITION: MACHINE JUDGE START DATE: 08/03/2021 NO. HR/MO: 14 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: I WILL HELP ELECTORS TO THE VOTING MACHINES AND GET THEM SET UP

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