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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED | 2024-03-20 |
Branch Locations
400 Spectrum Center Drive Suite 200, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Newport Beach | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 03/2024 |
| Rbc Capital Markets, Llc | Newport Beach | CA | 03/2024 | Present |
NAME OF ENTITY: Riya Exotic Cars LLC ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 08.30.24 CAPACITY: Owner DUTIES: I will be spending 0 hours on this. I only made myself 50% owner on this LLC because the money is coming from an account in my name. My wife will be doing all of the work as she has been in the car game her whole life. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-04 |
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